Open Positions

  • Compliance Associate/Senior Associate

    Westchester, NY or Remote

    Our client a boutique consulting firm that offers investment advisers support, is looking to bring on a compliance professional to join their team.  This position will offer exposure to all facets of a variety of compliance programs including hedge funds and private equity funds.    The position also offers the opportunity to earn commissions if this person can bring in additional business.  Key Points […]

  • Associate Director or Director of Hedge Fund Compliance

    White Plains, NY or Remote

    Our client a boutique consulting firm that offers investment advisers support, is looking to bring on an established and experienced compliance professional to join their team.  This hire will be responsible for all facets of a variety of compliance programs including hedge funds and private equity funds. Key Points Opportunity for someone to gain exposure […]

  • Compliance Associate

    New York, NY

    Our client, a $10B multi-strategy asset manager, has a newly created position within their legal and compliance team.  This individual will be the working with four individuals that our team knows extremely well – they are fantastic.  The business is complex and has intriguing investments, so this is an ideal opportunity for a junior legal/compliance professional […]

  • Chief Compliance Officer

    San Francisco, CA

    Our client, a growing hedge fund is seeking their first time, fully dedicated Chief Compliance Officer.   This hire will lead the Firm’s efforts in building and maintaining an institutional best practices compliance framework. Key Points Firm is growing and adding new institutional accounts on the hedge fund and private equity side of their business This […]

  • Director Of Compliance

    New York, NY

    Our client, a growing investment management firm, is seeking an experienced and motivated Director of Compliance to join their compliance team.  This position will work directly with the General Counsel/Chief Compliance Officer. Key Points Opportunity to take ownership of compliance program and track to become CCO Firm has had a successful track record, high performance, […]

  • Compliance Officer

    New York, NY

    Our client, a leading investment firm with over $4B in AUM that focuses on digital currency and companies in the space, is hiring a newly created compliance officer to join their growing team.  This position is open due to the continued growth of the business and will assist the General Counsel/CCO in all aspects of […]

  • Senior Compliance Professional

    New York, NY

    Our client, a hedge fund with over $8 billion of AUM, is looking to hire an experienced compliance professional to join their team. Specifically, this new hire will be providing leadership teams with effective advice on compliance policies and regulatory procedures, while supporting all general compliance functions. This hire will be working closely with and reporting to the Chief Compliance Officer […]

  • Deputy Chief Compliance Officer

    New York, NY

    Our client, a successful private equity firm with a long track record, is seeking a talented compliance professional to join their team.  This is a newly created role to help the current legal and compliance team offload the compliance program onto an inspired and competent new hire with the explicit intent of transitioning this person […]

  • Senior Compliance Officer

    Menlo Park, CA

    Our client, a prestigious investment management firm with more than $20b AUM, is seeking a hardworking and motivated senior compliance professional to join their team. Long term this hire will track to take over the CCO position.    Key Points Opportunity to learn under a talented GC/CCO with the long term plan to grow into […]

  • Chief Compliance Officer

    Remote

    Our client, an international investment management firm with $100M in AUM in their hedge fund platform, is seeking an enthusiastic and reliable Chief Compliance Officer to join their team. This position will report to the General Counsel and CEO. Key Points GC is bifurcating his role so this will be the first fully dedicated CCO […]