Compliance Analyst

New York, NY

Job Reference #1814

Our client, an established investment management firm, is seeking a motivated Compliance Analyst to join their team. This position will work alongside the General Counsel/Chief Compliance Officer and Head of Operations.

Key Points

  • Firm offers great benefits and a collegial work environment
  • Opportunity to gain valuable regulatory compliance experience
  • Hybrid work from home policy


  • Collaborate with GC/CCO to draft and create all fund documents and agreements
  • Monitor outside vendor and consultant relationships
  • Monitor employee compliance and oversee compliance training
  • Work with the team to prepare for regular compliance reviews and exams
  • Manage and submit regulatory filings
  • Prepare for board meetings and other internal and external meetings
  • Manage the firm’s contract tracking database
  • Aid with any general compliance related projects as needed


  • Bachelor’s degree and 2-5 years of relevant compliance experience
  • High attention to detail, strong organizational skills and the ability to excel in a fast-paced work environment
  • Ability to work and effectively communicate with a team
  • Ability to work independently on a variety of projects
  • Dedicated, pro-active, problem-solving mindset