A multi-strategy investment firm is seeking a senior compliance and legal professional to oversee its compliance program in a standalone position. This is a hands-on role working closely with senior leadership and external counsel.
Responsibilities
- Lead and manage the firm’s compliance program across funds and strategies
- Maintain policies, procedures, and key compliance documentation
- Oversee regulatory filings and reporting
- Manage core compliance functions (e.g., trade surveillance, communications monitoring, AML/KYC, best execution)
- Conduct testing, audits, and ongoing program enhancements
- Monitor regulatory developments and implement updates
- Support legal matters including fund formation, offering materials, and agreements
- Assist with transactional work and coordinate with external counsel
- Review and negotiate various agreements
- Partner with internal teams and deliver compliance training
- Support regulatory inquiries and governance matters
Qualifications
- J.D. required with 10+ years of compliance experience within a hedge fund
- Ability to operate independently and build/manage a compliance program
- Strong communication skills and sound judgment
- Multi-asset class experience
- Familiarity with global regulations
Compensation: $200-350K base + bonus (no additional equity or carry awards)