Our client, a leading private equity firm with over $50B in AUM, is seeking a Compliance Analyst to join their team. This newly created role offers a strong foundation for early-career professionals to gain hands-on exposure to a broad range of private fund compliance functions within a dynamic and globally integrated firm. Reporting directly to the CCO and working closely with senior team members, the hire will engage in day-to-day compliance operations and develop deeper subject matter expertise across key regulatory areas, including marketing review, investment compliance, and global office support.
Key Points:
- Excellent opportunity to gain foundational experience in private fund compliance at a sophisticated investment manager
- Newly created positions with high visibility and mentorship from senior legal and compliance professionals who are tremendous
- Broad exposure across regulatory filings, employee compliance, marketing and investor communications, and international office coverage
- Strong team culture of collaboration and emphasis on professional development
Responsibilities:
- Support Code of Ethics compliance efforts (personal trading, gifts and entertainment, outside activities, restricted lists, etc.)
- Maintain compliance records and sensitive legal documentation with a focus on accuracy and confidentiality
- Assist in the preparation of U.S. and international regulatory filings and periodic reporting
- Support internal testing efforts and third-party audits or mock exams
- Track compliance action items, support policy updates, and assist in ongoing program enhancements
- Leverage and help manage compliance technologies and document platforms
- Coordinate with global offices on local compliance needs and updates
- Assist with document drafting, vendor contract review, and corporate filings
- Partner with senior compliance team members on specialized areas including:
- Review of marketing materials and investor communications
- Monitoring of investment guideline compliance and expense allocation policies
- Development and execution of internal training programs
- Oversight of data privacy policies and vendor diligence
Qualifications:
- Bachelor’s degree required
- 1–2 years of experience in a compliance, legal, or paralegal function within investment management preferred
- Familiarity with private equity or investment adviser compliance a plus
- Exceptional organizational skills, attention to detail, and judgment
- Ability to manage multiple tasks independently in a fast-paced environment
- Strong written and verbal communication skills, including document editing
- Positive, team-first attitude with a willingness to take ownership of projects and contribute across the group
Compensation Expectations: $90-125K all-in