(NID) Legal and Compliance Analyst

New York, NY

Job Reference #1800

Our client, a leading private equity and hedge fund with over $45b in AUM, is seeking a talented Legal and Compliance Analyst to join their team in NYC. This highly visible position will be reporting directly to the Chief Compliance Officer and will be responsible for a variety of compliance responsibilities for the firm. 

Key Points

  • Firm is actively growing and fundraising in the PE and credit space 
  • Firm is passionate about ESG and implementing sustainable practices into their investment framework  
  • Opportunity to learn and train under a talented CCO who is prepared to teach and mentor junior talent 

Responsibilities

  • Remain current with the changing regulatory and compliance environment and help the firm adjust accordingly
  • Assist in regular testing and reviews of the firm’s compliance policies and procedures
  • Maintain compliance records and update documents and compliance manuals
  • Ensure compliance of outside vendors and consultants
  • Act as compliance onboarding lead, including compliance training for new employees
  • Assist in reviewing, updating and tracking marketing materials and marketing activities
  • Support the legal and compliance teams with ad hoc projects and interface with finance and accounting as needed

Qualifications

  • Bachelor’s degree with a high academic achievement and 2-4 years of relevant legal or compliance experience
  • Superior verbal and written communication skills, with the ability to communicate effectively and professionally with all levels of management
  • Comfortable working in a fast-paced environment, with a keen sense of prioritizing workload and time sensitive projects; strong attention to detail and organizational skills 
  • Previous experience handling confidential and sensitive information; must be motivated, self-driven and proactive