Private Equity

Compliance Analyst/Associate, New York, NY

Compliance Analyst/Associate (New York, NY): Our client a Private Equity Fund with north of $25 billion in AUM is excited to bring on a self-starter, motivated individual to support all global efforts within their compliance and legal teams.


Key Points:

  • Firm has a tremendous reputation and track record, is consistently fundraising, and is expanding globally
  • Opportunity for career growth and continuous learning across all areas within compliance
  • Firm offers extremely generous compensation and benefits


  • Assist in the creation and tracking the completion of employee compliance training; track ongoing compliance requirements and completions for all employees
  • Onboard and provide support to new hires with their compliance requirements; manage internal compliance reporting
  • Conduct quarterly compliance testing (conflicts, social media, outside business affiliations and gifts); participate in annual compliance audits and annual review processes
  • Assist with anti-money laundering (AML) checks; monitor employee personal trading, (trade and account approvals)
  • Maintain the firm’s electronic compliance management system (ComplySci); research changes and developments within the regulatory environment
  • Assist with the preparation and submission of regulatory filings; support the legal and compliance teams with ad hoc projects as needed


  • 2 - 5 years of relevant experience, preferably from another investment management/advisory or private equity firm; bachelors degree
  • Prior work experience in compliance and the financial services industry OR as a paralegal at a law firm; ability to work under pressure and manage multiple deadline and priorities
  • Sound judgment and discretion in dealing with highly confidential business matters; acute attention to detail and organization skills
  • Comfortable communicating daily with all levels of management and personnel; proficient in MS Office (Outlook, Excel, Word and PowerPoint)

Job Reference #1694

facebook twitter linkedin

Designed by Tradical360, an SEO Company in New York, NY