Opportunities

 

Hedge Fund

Compliance Associate, New York, NY

Compliance Associate (New York, NY): Our client, a global hedge fund with $4B in assets, is looking for an inspired and motivated compliance professional to join their lean and dynamic team.  This is an exceptional opportunity for someone early in his/her career to work in a #2 capacity within the compliance function under someone that our team knows well; he is intelligent, down to earth, personable, and excited to help develop the career of someone new to his team. 

 

Key Points:

  • Excellent generalist role within a firm that welcomes new concepts and ideas 
  • Ability to join a reputable, successful hedge fund in a #2 compliance capacity within the legal and compliance team
  • Position will work with every single person in this 30 employee shop
  • Reports directly to the GC/CCO of the fund 

Responsibilities:

  • Conduct compliance testing, assist in the preparation of regulatory reporting and filings, and maintain/update compliance calendar
  • Track code of ethics reviews and certifications (personal trading accounts); train employees on compliance policies and relevant rules and regulations
  • Review marketing materials and monitor regulatory developments; organize and maintain 3rd party vendor contracts
  • Assist with and take on projects as needed

Qualifications:

  • 2 - 4 years of relevant experience and a Bachelors degree
  • Knowledge of the Investment Advisers Act of 1940 and understanding of investment adviser/investment management industry
  • Exceptional communication and analytical skills; ability to maintain high level of confidentiality
  • Must be proactive and detail oriented with a self-starter mindset; must be comfortable interacting with various levels of management and personalities

Job Reference #1680

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