Venture Capital

Compliance Analyst, New York, NY

Compliance Analyst (New York, NY): Our client, a growing venture capital fund with over $1B in AUM, is eager to bring on a motivated and eager professional to join their legal and operations team. 


Key points: 

  • Firm is actively growing and fundraising (they just finished their second fund raise!) 
  • There is no limit on the opportunity you can gain here across legal, compliance and operations
  • Flat reporting structure offering wide internal exposure and opportunity to continue to increase responsibilities 
  • GC/CCO prides himself on hiring and training employees to be successful and happy in the organization and in their careers 
  • Organization isenvironmentally driven and invests in smart energy 


  • Assist with legal contract and document review for current and/or potential portfolio companies, vendors and consultants (Vendor agreements, confidentiality agreements and advisor agreements); maintain and update the firm’s compliance calendar
  • Build out and oversee the firm’s core compliance program specifically: finalizing code of ethics and compliance manual, tracking outside activities and personal trading
  • Prepare regulatory filings including Form ADV, Form PF, BE-185, 13F; spearhead strategic firm initiatives including international expansion of fund operations and expanding offices across the US
  • Manage other ad-hoc duties asit relates to finance and operations


  • 1 – 3 years of relevant experience within a similar function at a financial institution; bachelors degree from a reputable university with strong academic pedigree
  • Ability to work independently, effectively multi-task and manage deadlines within a fast-paced environment
  • Eagerness to learnquickly and takes initiative on new opportunities; superior attention to detail

Job Reference #1582

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