Opportunities

 

Private Equity & Venture Capital Firm

Legal/Compliance Analyst, San Francisco, CA

Legal/Compliance Analyst (San Francisco, CA): Our client a top Private Equity and Venture Capital firm is seeking a legal and compliance professional to join their team. This person will report and work closely with the Deputy Chief Compliance Officer and other members of the legal team. This is an exciting opportunity to join a firm that is well established and still growing! The firm is team oriented, fast paced, and will allow this new hire to continue to develop professionally

 

Key Points:

  • Position is diverse in nature and there is a ton of project work involved
  • Excellent learning platform for someone to take on new responsibilities within legal and compliance, and to have strong mentors on the team

Responsibilities:

  • Assist with various regulatory filings (Form ADV and Form PF), compliance testing and mock audits; manage the firm’s entity formation and maintenance processes
  • Review regulatory developments, implementing the appropriate procedures, while ensuring compliance with rules and regulations
  • Prepare and respond to regulatory inquiries and examinations; maintain books and records
  • Assist with maintaining the firms regulatory and compliance calendar; manage and source records and information pertaining to the firm and its affiliates

Qualifications:

  • Bachelor’s degree preferably with a concentration in law, business, finance or accounting; detail oriented with strong written and oral communication skills
  • Experience with time-sensitive projects and a problem-solver mindset; must be a team player and be able to work collaboratively across multiple teams

Job Reference #1506

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