Opportunities

 

Tech Focused Asset Manager

Corporate Counsel, San Francisco, CA

Corporate Counsel (San Francisco, CA): Our client, a technology focused asset manager is seeking an experienced attorney to join their team. This hire will report directly to the General Counsel & Chief Compliance Officer and will be the second most senior lawyer on the team with exposure to all areas of the legal and compliance program.

 

Key Points: 

  • This person will have the opportunity to work with an extremely bright and highly collaborative team
  • Technology focused firm using proprietary machine learning technology and quant driven strategies.
  • Tremendous opportunity to be put to ones highest and best use in a stable firm with really unique investing techniques.

Responsibilities:

  • Develop and maintain investment products and their associated offering documents, while negotiating with prospective investors, trading counterparties and vendors
  • Manage various regulatory compliance matters
  • Oversee general corporate matters (corporate governance, contracts, tax, and employment-related issues)
  • Work closely with the firm’sbusiness units, covering all legal matters

Qualifications:

  • 5 – 7 years of legal experience, with at least 4 years within investment management; J.D. required with a strong academic pedigree
  • Experience with the following laws and regulations: Investment Advisers Act, Investment Company Act, Securities Act, Commodity Exchange Act, and ERISA; 
  • Comfortable working in a fast-paced environment that values creativity, thoughtful problem-solving, and attention to detail; superior organizational, communication and project management skills
  • Familiarity with European financial regulations is a plus

Job Reference #1503

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