Opportunities

 

Private Equity

Compliance Associate, San Francisco, CA

Compliance Associate (San Francisco, CA): Our client, a Private Equity firm with over $45 billion in AUM is looking to bring on a Compliance professional to join their growing team.

 

Key Points: 

  • Firm is growing rapidly and making some of the most groundbreaking technology investments
  • Position is newly created offering exposure to all areas of the compliance program and all investment decisions 
  • Firm is extremely stable (money is locked for 5 years) 
  • Person will workclosely with senior management  

 Responsibilities

  • Participate in the definition and development of corporate policies, procedures, and programs and provide continuing counsel and guidance on compliance matters 
  • Assist in advising and consulting counsel investment advisers and portfolio management teams on regulatory matters 
  • Assume responsibility for ensuring that the company conducts its business in compliance with applicable laws and regulations 
  • Conduct regulatory research and provide legal analysis on various issues 
  • Perform compliance testing and surveillance of business activity
  • Assess target companies for international regulatory risk, specifically looking at anti-money laundering, corruption, bribery, and financial crime risk
  • Assess target companies’ESG programs for effectiveness in-light of relative risk

 Qualifications

  • Bachelor’s degree is required, JD is a plus
  • 3+ years of in-house compliance experience is preferred  
  • Experience in dealing with acquisitions and dispositions of portfolio companies preferred
  • Thrives in a collaboration in a highly environment, engages and works effectively with business executives.
  • Ability to manage multiple projects with competing priorities across global geographies.
  • Excellent researching, writing, and communication skills with the ability to communicate effectively with staff members on multiple levels

Job Reference #1483

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