Opportunities

 

Hedge Fund

Compliance Analyst, New York, NY

Compliance Analyst (New York, NY): Our client, a leading hedge fund with north of $2B in AUM, is looking to bring on a talented compliance professional to join their thriving team.  This is a newly created position due to the firm’s success and growth; the Compliance Analyst will report to the General Counsel/Chief Compliance Officer on all compliance matters.

 

Key Points:

  • Opportunity to work in a #3 capacity under a knowledgeable GC/CCO
  • Individual will be given the ability to work autonomously while also the forum to learn under two upright compliance professionals
  • Position faces off with every internal group so this is a high visibility role within a reputable organization

 Responsibilities:

  • Perform compliance testing and monitoring; maintain and update the firm’s compliance calendar
  • Assist in regulatory reporting and filings; ensure maintenance of required books and records
  • Ensure compliance with Code of Ethics requirements; respond to KYC requests; and conduct email surveillance
  • Assist the Investor Relations team with maintaining marketing materials and IR documentation

Qualifications:

  • 1-3 years of compliance experience, preferably with an asset manager, compliance consulting firm or similar financial services firm; bachelors degree with a strong academic pedigree
  • Knowledge of Investment Advisers Act of 1940 and CFTC regulations is a plus; proficient with MS Office
  • Ability to maintain high level of discretion and confidentiality; must be detail oriented and extremely organized
  • Ability to manage daily tasks and various projects simultaneously; comfortable working independently, with a desire to take on new responsibilities over time

Job Reference #1427

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