Private Equity

Compliance Associate, San Francisco, CA

Compliance Associate (San Francisco, CA): Our client, a Private Equity firm with over $25 billion in AUM is looking to bring on a Compliance professional to join their driven team. Specifically, this new hire will be providing leadership teams with effective advice on compliance policies and regulatory procedures, while supporting the general compliance function.


Key Points: 

  • Firm is growing rapidly and making some of the most groundbreaking technology investments  
  • Position is newly created offering exposure to all areas of the compliance program and all investment decisions 
  • Firm is extremely stable (money is locked for 5 years) 
  • Person willwork closely with senior management  


  • Participate in the definition and development of corporate policies, procedures, and programs and provide continuing counsel and guidance on compliance matters 
  • Assist in advising and consulting counsel investment advisers and portfolio management teams on regulatory matters 
  • Assume responsibility for ensuring that the company conducts its business in compliance with applicable laws and regulations 
  • Conduct regulatory research and provide legal analysis on various issues 
  • Performcompliance testing and surveillance of business activity


  • Bachelor’s degree is required, JD is a plus 
  • 3+ years of direct compliance experience or 2+ years of law firm/consulting experience with a JD 
  • Experience in dealing with acquisitions and dispositions of portfolio companies preferred
  • Thrives in a collaboration in a highly environment, engages and works effectively with business executives.
  • Ability to manage multiple projects with competing priorities across global geographies.
  • Excellent researching, writing, and communication skills with the ability to communicate effectively with staff members on multiple levels

Job Reference #1381

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