Opportunities

 

Long/Short Equity Hedge Fund

Compliance Associate, New York, NY

Compliance Associate (New York, NY): Our client, a global long/short equity hedge fund, is looking for an inspired and motivated compliance professional to join their lean, yet growing team.  This is an exceptional opportunity for someone early in his/her career to work in a #2 capacity under someone that our team knows well; he is intelligent, down to earth, personable, and excited to help develop the career of someone new to his team.

 

Key Points:

·       Newly created position with a firm that welcomes new concepts and ideas

·       Ability to join a reputable, successful hedge fund in a #2 capacity within the legal and compliance team

·       Newly created role in an environment that welcomes ideas and an opportunity to develop the program

·       Position will work with every single person in this 25 employee shop

Responsibilities:

·       Assist in the preparation of regulatory reporting and filings; maintain and update compliance calendar

·       Track code of ethics reviews and certifications (personal trading accounts); train employees on compliance policies and relevant rules and regulations

·       Assist with the preparation for SEC examinations and regulatory reporting/filings; conduct compliance testing and oversight

·       Review marketing materials andmonitor regulatory developments; Organize and maintain 3rdparty vendor contracts

Qualifications:

·       1-3 years of relevant experience and a Bachelors degree; knowledge of the Investment Advisers Act of 1940 and understanding of investment adviser/investment management industry

·       Exceptional communication and analytical skills; ability to maintain high level of confidentiality

·       Must be proactive and detail oriented with a self-starter mindset; must be comfortable interacting with various levels of management and personalities

Job Reference #1354

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