Hedge Fund

Compliance Analyst, New York, NY

Compliance Analyst (New York, NY):  Our client, a hedge fund with over $10 billion in AUM, is looking to hire a Compliance professional to join their team. 


Key points:

  • Unique opportunity to join a lean, well-established compliance team to further your knowledge in regulatory compliance 


  • Assist with the preparation of regulatory filings; perform forensic testing to assess the adequacy of the firm’s policies and procedures
  • Assist in developing policies and procedures designed to prevent violations of the Advisors Act among other applicable laws/regulations; participate in due diligence of service providers
  • Prepare for and respond to regulatory inquiries and examinations; develop internal compliance training programs
  • Maintain department logs (pre-approval and reporting non-compliance; keep up-to-date with compliance calendars and project manage departmental initiatives


  • Self-starter with the capability to work independently; bachelors degree with superior academic performance
  • Strong organizational, written and interpersonal communications skills; effectively prioritize and execute multiple tasks and deadlines in a fast-paced environment
  • Proficiency with Microsoft Excel, PowerPoint and Word; strong work ethic with a service-oriented approach to handling client matters. 


facebook twitter linkedin

Designed by Tradical360, an SEO Company in New York, NY