Hedge Fund

Compliance Associate, New York, NY

Compliance Associate (Title Dependent Upon Experience) (New York, NY): Our client, a $2B+ hedge fund, has a newly created position within their legal and compliance team.  This is a phenomenal opportunity to develop an in-demand skill set at a growing and dynamic firm.  The successful candidate will report directly to the GC/CCO, but will interact regularly with all members of the firm.  This individual will perform a variety of analytical, administrative and support duties for the GC/CCO and gain exposure to all aspects of the firm’s business.  The role includes a broad range of responsibilities such as assisting with onboarding of new hires and periodic compliance training; administering the firm’s code of ethics; compiling and analyzing data in support of the firm’s compliance testing program; managing vendor onboarding, contracts, and due diligence efforts; assisting with a wide variety of regulatory filings; and maintaining contracts, logs, and other required records.  This person will also be expected to use and maintain the technological infrastructure that forms part of the firm’s compliance processes.  The ideal candidate will have 2-4 years of related compliance or paralegal experience within the investment advisory space.  The candidate must possess strong organizational skills, as well as initiative, judgment, and discretion in completing critical compliance tasks.  The candidate should also have excellent communication skills and be team-oriented with confidence to interact with senior management.

  • Newly created #2 position offering exposure to all areas of compliance program  
  • GC/CCO is huge on mentoring and growing talent
  • Culture is open, collaborative, and supportive
  • Firm offers excellent benefits and quality of life



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