Opportunities

 

Private Equity Fund

Compliance Analyst, New York, NY

Compliance Analyst (New York, NY): Our client, an extremely prestigious and well-known private equity firm, is hiring their third dedicated legal and compliance professional to join their team in a Compliance Analyst capacity.  This is an exciting role for someone to join an extremely talented, bright, and dedicated team.  The Compliance Analyst will work in a generalist capacity and interact with various business lines and members of the senior executive team.  Specific responsibilities include reviewing and testing the firm’s compliance policies; reviewing investor subscriptions and tracking key data for compliance with FATCA; assisting in maintaining the legal document database; assisting in preparation of Rule 206(4) annual review; reviewing investor side letters; assisting in adherence to compliance obligations under fund credit facility agreements; responding to KYC requests in connection with fund investments; and providing other assistance as needed to consulting staff and executive management.  The ideal candidate should have a 3+ years of professional experience related to compliance with the Advisers Act.  The candidate should be highly detail oriented; possess excellent organizational and communication skills; and be eager to learn quickly.  A paralegal or compliance background within the investment management space (private equity, hedge fund, fund of funds, asset management) will be considered. 
 
·         Excellent firm to work for and align one’s career with
 
·         They offer a tremendous quality of life and the turnover there is minimal
 
·         Newly created position due to the success of the firm
 
·         Benefits are amazing and offices are gorgeous
 
·         Firm rewards hard working and motivated individuals
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