Opportunities

 

Private Equity Fund

Chief Compliance Officer, New York, NY

Chief Compliance Officer Our client, a private equity fund, is seeking to hire a Chief Compliance Officer to join their team. The CCO will support the firm’s regulatory compliance program working closely with business operations and investment personnel and report directly into the founder of the firm.  The firm has experienced tremendous growth over the last few years offering an excellent opportunity for an individual to join a flourishing team.   Key responsibilities include writing and updating compliance and trading procedures and manuals, educating employees on compliance issues, performing daily compliance testing and ongoing compliance monitoring surveillance, and conducting due diligence on external sub-advisors. Additionally, this individual will participate in investor meetings and will be responsible for developing and building out the firm’s compliance program as the team continues to expand in both assets and employees.  The ideal candidate will have 8+ years of experience in an all-encompassing compliance position within an asset manager, compliance consulting firm, or regulatory body.  The individual must have a strong academic record, a solid understanding of U.S. securities laws, and a thorough understanding of the investment adviser industry.  A J.D. is preferred, but not required for this position.

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