Venture Capital

Compliance Analyst, Menlo Park, CA

Compliance Analyst (Menlo Park, CA): Our client, an established Venture Capital firm over $15B assets under management, is seeking a Compliance Analyst to join the collaborative compliance team. The Compliance Analyst will be a cross-functional role between the finance and deals teams handling all supportive compliance responsibilities including critical deal diligence; proactively evaluating all aspects of business for areas of potential risk; administering policy administration; employee training; and elevating issues to the CCO as necessary.  The candidate will be expected to develop relationships with all teams so information of concern flows to compliance for review and escalation.  Additionally, the Compliance Analyst will monitor information on the firm’s public companies for any significant news; track compliance decisions; assist with and coordinate the annual compliance reviews, trainings, and regulatory filings; review deals for compliance issues and creating thorough summaries.  S/he will also be responsible for remaining informed on relevant regulatory changes and assist in developing and assisting with ad hoc projects.  This ideal candidate will have 1-4 years of related work experience coupled with working knowledge of US insider trading law, fiduciary duty concepts, anti-corruption law and know-your-customer rules.  Additionally, s/he will have experience at a large investment advisor with multiple fund lines of businesses; a CPA or legal training preferred; experience with multi-currency and multi-entity environments; and excellent interpersonal skills with strong written and verbal communication skills.  This is a great opportunity for someone who’s extremely detail oriented with an eagerness to get the job done.

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