Hedge Fund

Compliance Associate , New York, NY

Compliance Associate (New York, NY): Our client, a successful hedge fund manager with over $10B in AUM, has a need to hire a sharp and motivated compliance professional to their lean yet growing team.  This is an exceptional opportunity for an individual with experience working for a credit hedge fund to join a firm where there is “no task too big” for this individual to take on.  The firm is huge on offering career advancement!   The position reports directly to the Chief Compliance Officer and offers a new hire the opportunity to work closely with leadership in a diverse, fast-paced environment.  This individual  will be responsible for: assisting the management of the global compliance program and providing detailed reports and written recommendations based on monitoring initiatives; working closely with the Investor Relations team to ensure compliance and assisting in the development of new compliance policies and frameworks; training employees on these policies; working closely with the trading and operations team to resolve trading issues; implementing guidelines and restrictions; managing periodic filings and the annual compliance calendar; and ensuring the firm’s compliance integrity.  The ideal candidate will have a bachelor’s degree along with 3-5 years of experience in asset management or private fund compliance, particularly credit or fixed income.  An MBA or JD and knowledge of trading strategies and alternative investments strongly preferred.  A general knowledge of EU/UK regulation is beneficial.  This is a great opportunity for a meticulous and self-motivated individual, with experience in surveillance and regulatory reporting and a solid understand of SEC rules and guidelines, to join a dynamic, global team.

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