Opportunities

 

$10B Hedge Fund

Senior Compliance Officer/Compliance Officer , New York, NY

Senior Compliance Officer/Compliance Officer (title will depend on experience): Our client, a hedge fund with over $10 billion in AUM, is looking to hire a Senior Compliance professional to join their team. This individual will work directly with the CCO and a highly collaborative legal and compliance team. S/he will be involved with all compliance functions within the team. More specifically, develop and implement policies and procedures; perform forensic testing to assess the adequacy of the firm’s policies and procedures including personal trading reviews and email surveillance; participate in risk assessment analysis and documentation; draft periodic and annual reports documenting compliance reviews; maintain compliance calendar; assist with preparation of regulatory filings; review marketing materials; participate in due diligence/oversight of the firm’s service providers; assist CCO in preparing and responding to regulatory inquiries and examinations; and assist CCO in preparing and conducting internal compliance training programs. The ideal candidate will have 8+  years of compliance experience in a fast-paced environment, preferably at a hedge fund, compliance consulting firm or advisory practice.  The candidate must have strong knowledge and understanding of the Advisers Act as well as the ability to manage multiple deadlines. The candidate must be enthusiastic, service oriented, and possess a strong work ethic and high energy. 

facebook twitter linkedin

Designed by Tradical360, an SEO Company in New York, NY