Opportunities

 

$3B Hedge Fund

Compliance Associate, New York, NY

Our client, a global long/short equity hedge fund with over $3 billion in AUM, is looking to hire an eager Compliance Associate to join their team. This individual will work directly with the GC/CCO and Director of Compliance of the fund and contribute to systemizing and building out the firm’s legal, compliance, and due diligence framework and controls.  Specifically, the Compliance Associate will negotiate, draft and track compliance with management company and fund contracts and agreements; conduct and administer ongoing vendor due diligence; conduct legal research as needed; assist with the administration of compliance policies, procedures, and forensic testing; collaborate with the team to carry out policy administration, training, testing, record keeping and procedure updating; assist in the administration of the proxy voting policy; prepare and review various regulatory filings with outside advisers as necessary including 13F, 13G, 13H, 13D, ADV, Form PF, AIFMD Filings, Section 16, foreign securities law filings, Form Ds, blue sky filings, etc. In addition, review marketing materials; assist in regulatory and mock examinations; and assist with side letters and maintain side letter compliance procedures. The ideal candidate will have a Bachelor’s degree and relevant legal and compliance experience within investment management. The candidate must have an acute attention to detail and process orientations, a commitment to excellence, and a “growth mindset.”  Title can change - they can be flexible with it based on seniority level. 

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