Opportunities

 

$8B+ Asset Manager

Compliance Associate/Senior Compliance Associate/VP of , New York, NY

Compliance Associate/Senior Compliance Associate/VP of Compliance (New York, NY):  Our client, an $8b+ asset manager is seeking a Compliance professional to join their legal and compliance team. The position will report directly to the Deputy CCO and will work closely with other business groups including accounting, operations, research, investor relations, and risk.  This person will be responsible for assisting the GC & CCO to implement the firm’s core compliance program, drafting and updating policies and procedures, preparing and submitting regulatory filings, communicating with marketing to respond to investor due diligence requests, reviewing marketing materials, code of ethics, operating the Charles River system and liaising with the operations and trading groups to address post trade compliance notifications and alerts. The ideal candidate will have 2+ years of compliance experience from a compliance consulting firm, hedge fund or asset manager. This person must be familiar with the Advisers’ Act, have strong technical skills (Charles River or Eze Castle preferred), ability to prioritize, and strong writing skills

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